Asset or account transfers are not required. Keep your team in place. Continuously ascertain financial plans and the overall ability of financial professional(s). A Registered Investment Adviser (RIA) for one-time or ongoing advice. Current overall financial plan can be reviewed and adjusted as needed. Registered Broker/Dealers, RIAs, and representatives - compliance adviser services available. Service for equity professionals, institutional clients, asset managers, foundations, hedge funds, banks, brokerages, pensions, endowments, corporations, and governments. Delivering market insight, growth strategies, compensation plans, regulation consulting, risk management, and all stages of crisis management.
Typical process:
1. Initial Consultation:
- Discuss Services: During the initial consultation, explanation of the services and hourly, monthly, or annual rate.
- Agreement: You will agree on the scope of the service and the fee.
2. Service Delivery:
- Meeting: The agreed-upon service will be provided. This could include financial planning, investment advice, or other financial guidance.
- Time Tracking: The time spent will be recorded to ensure accurate billing.
3. Invoicing:
- Invoice Generation: After the service is provided, an invoice detailing the time spent and the total fee will be generated.
- Payment Methods: The invoice will include payment options, such as credit card, debit card, website portal, or Paypal.
4. Payment
- Review Invoice: Review of the invoice to ensure it matches the agreed-upon terms.
- Make Payment: The payment is made using one of the provided methods.
