A financial plan includes balancing coverages such as SIPC, FDIC, - Top Priority -

Oftentimes, assets under management (AUM) is a mandatory quota. The financial industry is not perfect, and this can cause a conflict with the advice to be received. This can get concerning.

Although unique, advice-only RIA firms are a necessity for the ultra high net worth. For the general public, it's in its infancy.

These new technologies can be viewed by some as a necessity for the future. Ultimately, cryptocurrency and blockchain investments can be a part of a well-rounded strategy, but they require careful consideration and an understanding of the associated risks. 

Possibly. You may contact us. The goal is to provide personalized strategies that can align with circumstances, helping progress toward financial stability and growth. 

There is a difference.

Officially, the United States Government document that defines and regulates this is titled the “Investment Advisers Act of 1940.”

Note the spelling.

Not all aspects of financial planning require providing investment advice. Certainly, there are professionals who are not providing "technically legal" investment advice so these people will call themselves "Advisors" with an "O".  All this does is add more confusion and attempt to mask a compliance concern.

Yes. Life, health, and annuities are an important part of financial planning and protecting legacies. 

Persuading an elderly person to alter their estate plan to exclude certain family members can involve undue influence, fraud, and coercion. These actions constitute elder abuse or estate manipulation, depending on the circumstances. Such situations, though frequent and often unreported, are typically easy to identify. However, many individuals find the prospect of creating a financial strategy daunting, which can lead to mismanagement and eventual financial inheritance squander. 

The ultra-high-net-worth understand how this critical knowledge must be implemented to have the greatest chance of success and to leave a legacy. 

There are many options available for implementing strategic plans to help corporations make informed financial decisions that support long-term success. 

This can be possible.  The phrase suggests that when someone achieves financial success, it can unintentionally provoke feelings of jealousy or frustration in others. This reaction often arises from comparisons—your financial growth might highlight their stagnation or perceived shortcomings. The "indignant friend" may feel left behind, undervalued, or even resentful due to their own insecurities. 

There is a concern, and we recommend notifying FINRA and/or the SEC. 

 It’s always advisable to verify the registration details through official databases such as FINRA’s BrokerCheck or the SEC's Investment Adviser Public Disclosure (IAPD) system. 

New York State Registered Investment Advisors (RIAs) are highly sought after by government agencies globally. Their licensing makes them trusted partners for critical thinking, with independent contracting serving as a preferred framework for these collaborations.